We use cookies to give you the best experience possible. By continuing we’ll assume you’re on board with our cookie policy

Capital Market Essay Sample

The whole doc is available only for registered users OPEN DOC
  • Pages:
  • Word count: 428
  • Category: market

Get Full Essay

Get access to this section to get all the help you need with your essay and educational goals.

Get Access

Capital Market Essay Sample

1. Trading
Neat System
Market Types – Normal Market, Odd Lot Market, Retail Debt Market, Auction Market Corporate Hierarchy
Local Database
Market Phases – Opening, Open Phase, Market Close, Surcon Logging on
Log Off/Exit from the Application
Neat Screen

Invoking An Inquiry Screen – Market Watch, Security Descriptor, Market by Price, Previous Trades, Outstanding Orders, Activity Log, Order Status, Snap Quote, Market Movement, Market Inquiry, Auction Inquiry, Security/Portfolio List, Multiple Index Broadcast and Graph, Online Backup, Basket trading, Buy Back Trades, Supplementary Functions Order Management – Entering Orders, Order Modification, Order Cancellation, Order Matching Trade Management – Trade Modification, Trade Cancellation Auction – Entering Auction Orders, Auction Order Modification, Auction Order Cancellation, Auction Order Matching Limited Physical Market

Retail Debt Market (RDM)
Trading Information Downloaded to Members
Internet Broking
Wireless Application Protocol

2. Clearing and Settlement
Introduction – Transaction Cycle, Settlement Process, Settlement Agencies, Risks in Settlement Settlement Cycle
Securities Settlement
Funds Settlement
Shortages Handling
Risk Containment Measures – Capital Adequacy Requirements, Margins, Settlement Guarantee, No-Delivery Period International Securities
Identification Number
Dematerialisation And Electronic Transfer of Securities Investor Protection Fund
Clearing Software – Reports
File Transfer Protocol

3. Trading Membership
Stock Brokers – Introduction, Membership in NSE
o Broker-Clients Relations – Know Your Client, Unique Client Code, Margins from the Clients, Execution of Orders, Accumulation of Orders, Contract Note, Payments/Delivery of Securities to the Clients, Brokerage, Payment of Stamp Duty, Segregation of Bank Accounts o Sub-Broker-Client Relations – Know Your Client, Orders, Purchase/Sale Note, Payments/Delivery of Securities, Sub-Brokerage o Dispute, Arbitration and Appeal

o Code of advertisement

4. Legal Framework
Securities Contracts (Regulation) Act, 1956
Securities Contracts (Regulation) Rules, 1957
Securities and Exchange Board of India Act, 1992
SEBI (Stock Brokers & Sub-Brokers) Rules, 1992
SEBI (Stock Brokers & Sub-Brokers) Regulations, 1992 SEBI (Insider Trading) Regulations, 1992
SEBI (Prohibition of Fraudulent And Unfair Trade Practices Relating to Securities Markets) Regulations, 1995 The Depositories Act, 1996
Indian Contract Act, 1872
The Companies Act, 1956
Public Debt Act, 1944
Income Tax Act, 1961

5. An Overview of the Indian Securities Market
Introduction – Market Segments, Products and Participants A
Profile – Dependence on Securities Market, Investor Population Primary Market
Secondary Market
Derivatives Market
Market Design – Primary Market, Secondary Market, Derivatives Market Regulatory Framework
Research in Securities Market
Testing and Certification

6. Fundamental Valuation Concepts
Elementary Statistical Concepts – Mean, Geometric Mean, Variance, Standard Deviation, Coefficient of Variation, Covariance, Correlation Coefficient, Normal Distribution Time Value of Money – Future Value of A Single Cash Flow, Future Value of an Annuity, Present Value of a Single Cash Flow, Present Value of an Annuity Understanding Financial Statements – Comparative Financial Statements, Common Size Statements, Ratio Analysis Equity Research – Bhav Copy Database, Index Database, Order Book Snapshots, Database, Trades Database

We can write a custom essay

According to Your Specific Requirements

Order an essay

You May Also Find These Documents Helpful

So you want to set up a...

In modern society small grocers are not very common, big shops and brands like Walmart or Tesco are taking over the world. The essay Once Upon a Shop is written by Jeanette Winterson, who is a British writer. The essay was first published the 13. June 2010. The essay is about Jeanette Winterson and her little vegetable shop, which is located in Spitalfields in the...

Red bull market

Red bull entered the US market in 1997 because it was a politically stable developed country. The company used a “cell” approach to divide the key markets into geographic segments rather than attempting a nationwide launch. The company’s first test market was Santa Cruz, a beachside town that was known for its active lifestyle through skateboarding and surfing and the University of California Santa Cruz....

Two types of markets

Prices in today’s market often fluctuate based upon two main reasons that we know of; supply and demand. But have you ever stopped to take a more in depth look into other reasonings behind price increases or decreases of firms. Firms do not just randomly decide to decrease or increase their prices of their products or services regularly. Barriers to entry are a big contributor to...

PepsiCo market position

PepsiCo is celebrated for the broad chomp and the refreshment age that the association focuses onto. The corporate procedure that the PepsiCo uses had engaged the widening of the things into the chomp and the pop pops business. Additionally, to age of the refreshments, the PepsiCo in like manner makes arranged to drink tea and coffee. PepsiCo had used improvement and merger securing system in...

Extra subsidizing and plans of repurchase

PepsiCo is famous for the expansive bite and the refreshment generation that the organization centers onto. The corporate methodology that the PepsiCo utilizes had empowered the broadening of the items into the bite and the soda pops business. What's more, to generation of the refreshments, the PepsiCo likewise creates prepared to drink tea and espresso. PepsiCo had utilized enhancement and merger securing strategy in the...

Get Access To The Full Essay
Materials Daily
100,000+ Subjects
2000+ Topics
Free Plagiarism
All Materials
are Cataloged Well

Sorry, but copying text is forbidden on this website. If you need this or any other sample, we can send it to you via email.

By clicking "SEND", you agree to our terms of service and privacy policy. We'll occasionally send you account related and promo emails.
Sorry, but only registered users have full access

How about getting this access

Become a member

Your Answer Is Very Helpful For Us
Thank You A Lot!


Emma Taylor


Hi there!
Would you like to get such a paper?
How about getting a customized one?

Can't find What you were Looking for?

Get access to our huge, continuously updated knowledge base

The next update will be in:
14 : 59 : 59
Become a Member